NYAG Takes Action Against Public Company for Approving Insider 10b5-1 Plan
NYAG Takes Action Against Public Company for Approving Insider 10b5-1 Plan

This White & Case alert describes two related civil insider trading actions brought by the New York AG under the state’s Martin Act — one against the executive and one against the company. As the alert explains, both actions have unusual features: – [T]he Company is a Delaware corporation headquartered outside of New York. Nonetheless, according to the […]

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