No Good Deed Goes Unpunished: The Perils of Taking On Filing Obligations
No Good Deed Goes Unpunished: The Perils of Taking On Filing Obligations

As John noted here and Alan noted over on the Section16.net blog, last week the SEC announced yet another enforcement sweep in the area of beneficial ownership and Section 16 reporting. As part of the sweep, the SEC announced settled charges against 23 entities and individuals for failure to timely report about their securities holdings and transactions in public company […]

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