New CDI Jeopardizes 13G Eligibility for Investors “Influencing” Through Director Votes
New CDI Jeopardizes 13G Eligibility for Investors “Influencing” Through Director Votes

Yesterday, the Corp Fin Staff released updated CDIs on the filing of Schedules 13D and 13G. First, Question 103.11 was revised to state that a shareholder’s ability to file on Schedule 13G in lieu of the Schedule 13D otherwise required will be informed by the meaning of “control” as defined in Exchange Act Rule 12b-2. As you […]

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