The SEC’s Rule 10b5-1 Amendments: What Issuers & Insiders Need to Know

Hosted by: TheCorporateCounsel.net

Original Air Date: Tuesday, January 24, 2023

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About This Webcast

Live Air Date: Tuesday, January 24, 2023

Time: 2:00 – 3:00pm, eastern

Topic: The SEC has adopted significant changes to the rules governing insider trading plans and corporate repurchases. For insiders, these include cooling off periods, limits on the use of multiple overlapping and single trade plans, and certification requirements. For issuers, the rules will impose new disclosure obligations relating to insider trading policies, the use of Rule 10b5-1 plans, and certain other matters. This webcast will highlight significant aspects of the rule changes and discuss what companies and their advisors can do to prepare for changing compliance requirements. Join:

Topics Include:

  • Overview of the New Requirements
  • Cooling-Off Periods for Individual Trades
  • Limitations on Plans and Certification Requirements
  • New Issuer Disclosures
  • Employee Benefit Issues
  • New Practices for Gifts
  • What Companies and Insiders Should Do Now

Cost: FREE!

If you have any questions, please contact our Event Manager, Victoria Newton, at VNewton@ccrcorp.com.

Join these experts:

  • Brian Breheny, Partner, Skadden, Arps, Slate, Meagher & Flom LLP
  • Ning Chiu, Partner, Davis Polk & Wardwell LLP
  • Meredith Cross, Partner, WilmerHale LLP
  • Dave Lynn, Partner, Morrison Foerster LLP and Senior Editor, TheCorporateCounsel.net and CompensationStandards.com
  • Ron Mueller, Partner, Gibson Dunn & Crutcher LLP

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Questions?

If you have questions regarding this webcast or would like to speak to our Event Manager, please fill out the form below or email Victoria Newton at VNewton@ccrcorp.com.