Our handbooks provide detailed discussions on the understanding and application of the rules.
ILLUSTRATIVE FACTS: RST Corporation has 20,000,000 shares of common stock outstanding. On September 14, 2009, Rochester R. Reingold, who owns 1,000,000 shares of RST ...
Read MoreILLUSTRATIVE FACTS: On May 23, 2009, Edwin E. Ellis became the chief financial officer of EFG Corporation. On that date, he owned 1,000 shares of EFG common stock and ...
Read MoreILLUSTRATIVE FACTS: Randy R. Randall, a director of RST Corporation and the owner of 25,000 shares of RST common stock, was appointed executor of his mother's estate by ...
Read MoreILLUSTRATIVE FACTS: Timothy T. Temple, an executive vice president of TUV Corporation, is a participant in the TUV long-term incentive plan. The plan authorizes the ...
Read MoreILLUSTRATIVE FACTS: On September 14, 2009, Millicent M. Mare, a senior vice president of MNO Corporation, announced her retirement, effective September 30. Mare was a ...
Read MoreTABLE OF CONTENTS I. Form 3 When to File: 1. Upon becoming an officer or director 2. Upon becoming a director by deputization 3. Upon becoming ...
Read MoreILLUSTRATIVE FACTS: On May 21, 2009, Timothy T. Timbers, a director of TUV Corporation, sold 1,000 shares of TUV Series A convertible preferred stock on the open market ...
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